ASCM SECURITIES INDUSTRY WEBINAR 2026
| Session | Dates | Course Titles |
| 1 | 28 March 2026 | Course No 1: Financial Planning Fundamentals: From Goals to Action |
| 2 | 25 April 2026 | Course No 2: Estate Planning Made Practical for Today’s Financial Professional |
| 3 | 16 May 2026 | Course No 1: Financial Planning Fundamentals: From Goals to Action |
| 4 | 20 June 2026 | Course No 2: Estate Planning Made Practical for Today’s Financial Professional |
| 5 | 11 July 2026 | Course No 1: Financial Planning Fundamentals: From Goals to Action |
| 6 | 15 August 2026 | Course No 2: Estate Planning Made Practical for Today’s Financial Professional |
| 7 | 12 September 2026 | Course No 1: Financial Planning Fundamentals: From Goals to Action |
| 8 | 10 October 2026 | Course No 2: Estate Planning Made Practical for Today’s Financial Professional |
| 9 | 14 November 2026 | Course No 1: Financial Planning Fundamentals: From Goals to Action |
| 10 | 5 December 2026 | Course No 2: Estate Planning Made Practical for Today’s Financial Professional |
Speak’s Profile
Linnet Lee Soo Lin, CFP®, IFP®
Chief Executive Officer and Licensed Director
Resolute Planning Sdn Bhd
Licensed by the Securities Commission of Malaysia as a Financial Planner, Linnet provides fee-based financial planning to individuals and families, encompassing strategic implementation with optional product implementation. Resolute Planning also delivers strategic planning solutions for owners of small and medium-sized businesses. She also oversees and mentors employed Licensed Financial Planners within the organization, ensuring high professional and ethical standards.
Linnet Lee has extensive experience in the design and delivery of workshops and training programmes within and beyond the financial planning industry. Her training experience spans selling skills, mindset and attitudinal training, financial literacy, and financial planning nationwide.
Her significant contributions to the financial planning industry include serving 3 terms as Chair of the APAC Forum and 2 terms as Member of the Chief Executive Council under Financial Planning Standards Board (FPSB), the global standards-setting and certifying body in financial planning. During her tenure with FPAM, she led the industry development of Financial Planners Professional Standards and Best Practices. Additionally, she also led the industry development of the Firm Operating Standards for financial planning firms under the Joint Action Plan organized by the Securities Commission of Malaysia. From time to time, Linnet also moderates or participates as a panelist for conferences on topics focused on the advancement of financial planning.
Driven by a strong passion for financial literacy, Linnet contributes articles and opinion pieces to publications such as Sin Chew Jit Poh, The Star, The Edge, and the 4E Journal. She is also a regular contributor to BFM Ringgit and Sense and participates annually in #FinPlan4u for InvestSmart, an initiative organized by Securities Commission Malaysia.
She is an Industry Fellow for the Social Well-being Research Centre, Universiti Malaya, a Certified Member of the Financial Planning Association of Malaysia, and a Life Member of the Malaysian Institute of Management.
ASCM SECURITIES INDUSTRY WEBINAR 2025
| Session | Dates | Course Titles |
| 1 | 22 March 2025 | Course No. 1 – Artificial Intelligence in Practice |
| 2 | 19 April 2025 | Course No. 2 – Macroeconomic Forces in Financial Market |
| 3 | 24 May 2025 | Course No. 3 – Understanding Start-up Company Values |
| 4 | 21 June 2025 | Course No. 1 – Artificial Intelligence in Practice |
| 5 | 26 July 2025 | Course No. 2 – Macroeconomic Forces in Financial Market |
| 6 | 23 August 2025 | Course No. 3 – Understanding Start-up Company Values |
| 7 | 27 September 2025 | Course No. 1 – Artificial Intelligence in Practice |
| 8 | 25 October 2025 | Course No. 2 – Macroeconomic Forces in Financial Market |
| 9 | 22 November 2025 | Course No. 3 – Understanding Start-up Company Values |
| 10 | 13 December 2025 | Course No. 1 – Artificial Intelligence in Practice |
Speak’s Profile
Mr. Ooi Kok Hwa
CFA, C.A.(M), FCPA, CFE, ICVS, CM&AA, MA (Finance), BSc (Actuarial Science)
Profile:
Mr. Ooi serves as the Managing Partner of MRR Consulting, a firm specializing in Business Appraisal, Investment, and Financial Training. He holds numerous prestigious qualifications, including being a Chartered Financial Analyst (CFA) charter holder, a Chartered Accountant of the Malaysian Institute of Accountants (MIA), a Fellow of Certified Practicing Accountant (FCPA) Australia, a Certified Fraud Examiner (CFE), a Certified Merger and Acquisition Advisor (CM&AA), and an International Certified Valuation Specialist (ICVS). Additionally, he is a registered member of the Business Valuers Association Malaysia (BVAM) and the Malaysian Institute of Accountants.
Licensed by the Securities Commission of Malaysia as an Investment Advisor, Mr. Ooi provides expert business appraisals for sales and purchases, intellectual property valuations, and ESOS and pension plan assessments. He offers investment advisory services across markets in Malaysia, Singapore, Hong Kong, and the United States.
Mr. Ooi is also deeply engaged in professional education. He actively delivers investment training, CFA Examination preparation, and Continuing Professional Education (CPE) courses tailored for fund managers, research analysts, and brokers across various locations, including Penang, Kuala Lumpur, Singapore, Shanghai, Vietnam, and Brunei. He is a trainer for the Securities Commission of Malaysia’s training arm, the Security Industry Development Corporation (SIDC), for courses such as the Graduate Development Program, Directors’ Training Program, and the APEC Work Placement Program. Additionally, he is a regular trainer for the Institute of Singapore Chartered Accountants (ISCA), and the Malaysian Institute of Accountants (MIA).
As a panel member of the Finance Accreditation Agency (FAA), supported by Bank Negara Malaysia and the Securities Commission Malaysia, Mr. Ooi contributes to elevating professional learning standards in the financial services industry. He also serves as a Visiting Fellow at the USM Management School and is a member of the Malaysian Mensa Society.
Mr. Ooi is a recognized voice in the financial media. He is an investment columnist for Sin Chew Yit Poh and has previously contributed to The Star Business and Pulses Magazine, published by the Singapore Stock Exchange. His expertise has also been featured on Malaysian television
channels like NTV7, Astro AEC, and 8TV, as well as BFM, a leading business radio channel in Malaysia.
ASCM SECURITIES INDUSTRY WEBINAR 2024
| SESSION | DATE | COURSES OFFERED |
| 1 | Saturday, 23 March 24 | Financial Master Class-Empires of Economy: The Fierce Currency War, The Revolutionary Evolution of Money, and the Rise of Global Superpowers |
| 2 | Saturday, 20 April 24 | Financial Master Class-The Rise of Intelligent Machines-How AI and ChatGPT Reshaping the Financial Industry for Greater Efficiency and Profitability |
| 3 | Saturday, 18 May 24 | Financial Master Class-Empires of Economy: The Fierce Currency War, The Revolutionary Evolution of Money, and the Rise of Global Superpowers |
| 4 | Saturday, 8 June 24 | Financial Master Class-The Rise of Intelligent Machines-How AI and ChatGPT Reshaping the Financial Industry for Greater Efficiency and Profitability |
| 5 | Saturday, 6 July 24 | Financial Master Class-Empires of Economy: The Fierce Currency War, The Revolutionary Evolution of Money, and the Rise of Global Superpowers |
| 6 | Saturday, 24 August 24 | Financial Master Class-The Rise of Intelligent Machines-How AI and ChatGPT Reshaping the Financial Industry for Greater Efficiency and Profitability |
| 7 | Saturday, 14 Sept 24 | Financial Master Class-Empires of Economy: The Fierce Currency War, The Revolutionary Evolution of Money, and the Rise of Global Superpowers |
| 8 | Saturday, 19 Oct 24 | Financial Master Class-The Rise of Intelligent Machines-How AI and ChatGPT Reshaping the Financial Industry for Greater Efficiency and Profitability |
| 9 | Saturday, 9 Nov 24 | Financial Master Class-Empires of Economy: The Fierce Currency War, The Revolutionary Evolution of Money, and the Rise of Global Superpowers |
| 10 | Saturday, 7 Dec 24 | Financial Master Class-The Rise of Intelligent Machines-How AI and ChatGPT Reshaping the Financial Industry for Greater Efficiency and Profitability |
Speaker Profile – Mr. Yong Chu Eu
INVITATION TO PARTICIPATE IN ASCM SECURITIES INDUSTRY WEBINAR 2023
ASCM is pleased to present the ASCM SECURITIES INDUSTRY WEBINAR 2023. The title of the webinars offered are as follows:
- Financial Master Class-Current Issues and Trends that affect our Capital Market, Economic, Daily Financial Practice and Investment Decision.
- Financial Master Class-Market Turbulence How to Manage Customer’s Emotion and Keep Them Investing.
- Financial Master Class-Managing Emotions for Better Work & Life Success
| SESSION | DATE | COURSE OFFERED |
| 1 | Saturday, 6 May 2023 | Financial Master Class-Current Issues and Trends that affect our Capital Market, Economic, Daily Financial Practice and Investment Decision |
| 2 | Saturday, 10 June 2023 | Financial Master Class-Market Turbulence How to Manage Customer’s Emotion and Keep Them Investing |
| 3 | Saturday, 15 July 2023 | Financial Master Class-Managing Emotions for Better Work & Life Success |
| 4 | Saturday, 5 August 2023 | Financial Master Class-Market Turbulence How to Manage Customer’s Emotion and Keep Them Investing |
| 5 | Saturday, 9 Sept 2023 | Financial Master Class-Market Turbulence How to Manage Customer’s Emotion and Keep Them Investing |
| 6 | Saturday, 21 Oct 2023 | Financial Master Class-Managing Emotions for Better Work & Life Success |
| 7 | Saturday, 18 Nov 2023 | Financial Master Class-Managing Emotions for Better Work & Life Success |
Registration Form | Speaker Profile – Mr. Yong Chu Eu | Webinar Brochure
INVITATION TO PARTICIPATE IN ASCM SECURITIES INDUSTRY WEBINAR 2022
ASCM is pleased to present the ASCM SECURITIES INDUSTRY WEBINAR 2022. The title of the webinar is ‘Financial Master Class-Wealth and Legacy Planning in Time of Crisis’ and will be held as per the details below :-
| SESSION | COURSES OFFERED |
| 1 | Saturday, 24 Sept 2022 |
| 2 | Saturday, 29 Oct 2022 |
| 3 | Saturday, 26 Nov 2022 |
| 4 | Saturday, 17 Dec 2022 |
Webinar Brochure (Sep – Dec2022) | Speaker Profile – Mr. Yong Chu Eu | Registration Form (Sep – Dec 2022)
INVITATION TO PARTICIPATE IN ASCM SECURITIES INDUSTRY WEBINAR 2021
ASCM is pleased to present the ASCM SECURITIES INDUSTRY WEBINAR 2021. The title of the webinar is ‘Macroeconomic Forces in Financial Market & Investing In Clean Energy’ and will be held as per the details below :-
| SESSION | DATE |
| 1 | 20 March 2021 |
| 2 | 27 March 2021 |
| 3 | 10 April 2021 |
| 4 | 29 May 2021 |
| 5 | 26 June 2021 |
Registration Form | Speaker Profile – Mr. Ooi Kok Hwa. | Webinar Brochure
INVITATION TO PARTICIPATE IN ASCM SECURITIES INDUSTRY WEBINAR 2021
ASCM is pleased to present the ASCM SECURITIES INDUSTRY WEBINAR 2021. The title of the webinar is ‘Macroeconomic Forces in Financial Market & Investing In Clean Energy’ and will be held as per the details below :-
| SESSION | DATE | COURSES OFFERED |
| 7 | 24 July 2021 | Macroeconomic Forces in Financial Market & Investing In Clean Energy Industry |
| 8 | 21 August 2021 | Facing High Market Volatilities and Asset Allocation Strategies |
| 9 | 18 September 2021 | Facing High Market Volatilities and Asset Allocation Strategies |
| 10 | 9 October 2021 | Facing High Market Volatilities and Asset Allocation Strategies |
| 11 | 6 November 2021 | Facing High Market Volatilities and Asset Allocation Strategies |
| 12 | 4 December 2021 | Facing High Market Volatilities and Asset Allocation Strategies |
Webinar Brochure (July – Dec 2021) | Speaker Profile – Mr. Ooi Kok Hwa | Registration Form (July – Dec 2021)
INVITATION TO PARTICIPATE IN ASCM-BURSA MALAYSIA SECURITIES INDUSTRY SEMINAR 2019
ASCM in collaboration with Bursa Malaysia is pleased to present the ASCM-BURSA MALAYSIA SECURITIES INDUSTRY SEMINAR 2019. The title of the seminar is ‘FinTech and Algorithmic Trading’ and will be held as per the details below :-
| DATE | VENUE |
| 20 April 2019 | Sime Darby Convention Centre, Kuala Lumpur |
| 10 August 2019 | Grand Paragon Hotel, Johor Bahru |
| 7 September 2019 | Jen Hotel, Penang |
| 5 October 2019 | Sime Darby Convention Centre, Kuala Lumpur |
ASCM-Bursa Malaysia Securities Industry Seminar 2018
‘Differentiating Real vs. Fake Trading Activities through Technical Charting’
Jointly organized by ASCM and Bursa Malaysia
Securities Industry Conference 2017
This program will discuss the regulations framework in conducting business for stockbroking companies as well as dealer representatives, prevention of financial fraud (such as money game) and the importance of cyber risk management.
Securities Industry Conference 2016
This conference covers the latest updates to the Anti-Money Laundering, Anti-Terrorism Financing And Proceeds Of Unlawful Activities Act 2001 (AMLATFPUAA of 2001), Capital Market Services Act 2007 (CMSA 2007), Bursa Rules on market misconduct activities, financial fraud and Know Your Clients (KYC), and their implementation on the Malaysia Capital Market. This conference is designed for financial services professionals in managing AML/CFT risk by implementing risk based approach and effective customer due diligence in mobile transformation era.
Financial Communications: Importance of Investor Relations and the Financial Media
Financial communications in the Malaysian capital market is becoming increasingly important and challenging. Today’s well informed society seeks frequent assurances of regulatory compliance, calls for greater transparency, accounting accuracy and corporate responsibility. In the light of these demanding market conditions, corporates and organizations, whether they are public listed companies (PLCs), stockbroking companies, government agencies and other responsible entities, realize they all need to deal more proactively, effectively, convincingly and sensitively with their shareholders and stakeholders, both existing, potential, domestic and global.
Fundamental Analysis on Banking, Plantation and Property Industries
PROGRAMME OVERVIEW
This program will cover key investment theories and methodologies applied by financial analysts to identify stocks with good intrinsic value. It will touch on the investment theories and the various ways to be an intelligent investor. The participants will learn what the various fundamental ratios mean and how to use them to better evaluate the financial health of the listed companies and compare it to its peers in the same sector. The participants will also cover the non-financial aspect of stock selection.
Insider Trading, Financial Fraud, Investor Relations and Financial Media
PROGRAMME OVERVIEW
Insider trading and financial fraud are very much relevant to regulatory aspects of the securities trading. This programme will cover the relevant regulatory framework, definitions and case studies to enable the participants to understand the issues of insider trading and financial fraud. Financial communications, which encompasses both investor relations (IR) and dealing with the financial media, is becoming increasingly significant in the Malaysian capital market. Corporates and organisations, whether they are public listed companies, stockbroking companies, government agencies or other responsible entities, are becoming increasingly aware of the need to deal more proactively and effectively with their shareholders and stakeholders.
Personal Communication Skills Client Engagement Workshop
PROGRAMME OVERVIEW
The Personal Communication Skills: Client Engagements programme is designed for all participants to learn to develop their personal leadership skills. The session will focus on participants defining their communication strengths and abilities in order to create strategies that allow them to accomplish tasks more efficiently and effectively. Attention placed on the importance of engagement and involvement while developing a customer service mind-set. It will be practical and develop best practices for each member of the team to take on while looking closely at actual existing challenges the organisation faces. The sessions will be practical and focus on functional learning rather than theoretical situations in order to develop best practices for each participant to bring back to their daily work
Technical Analysis – How To Build A Solid Trading Plan
PROGRAMME OVERVIEW
This program will cover key technical analysis theories and methodologies applied by technical analysts to identify entry and exit points of stocks and warrants. It will cover various basic technical analysis tools to identify opportunities in the price action/market structure of a chart.